Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tana Hausch | 7329090 | 3 | 01/20/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pedro Sacbibit Magno | 6773565 | 7 | 11/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jay Row Thompson | 5585377 | 1 | 10/31/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Alan Gaylord | 869950 | 6 | 09/03/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angie Tzou | 7466372 | 2 | 05/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adrian Laertes Goram | 7575962 | 4 | 03/08/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ramiro A Gomez | 6476578 | 7 | 02/23/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shawn Paris Patrick | 1419385 | 3 | 01/04/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Shkira Singh | 4318894 | 3 | 10/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adrian Laertes Goram | 7575962 | 4 | 08/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |