Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fei Yun Chen | 3275414 | 1 | 07/22/2010 | Customer Dispute | Denied | $6,394.11 | $0.00 | See FINRA Report |
| Xi Yan Ruan | 4504930 | 1 | 06/01/2010 | Customer Dispute | Denied | $32,186.00 | $0.00 | See FINRA Report |
| Attila Zsigmond | 4177498 | 3 | 04/13/2010 | Customer Dispute | Denied | $9,310.35 | $0.00 | See FINRA Report |
| Shkira Singh | 4318894 | 3 | 12/09/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ericka Lynette Towe | 4222099 | 1 | 10/02/2009 | Customer Dispute | Denied | $87,632.00 | $0.00 | See FINRA Report |
| Kelly Sivilai Le | 2624569 | 1 | 09/21/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Hehui Zhang | 4333596 | 2 | 09/17/2009 | Customer Dispute | Denied | $13,700.00 | $0.00 | See FINRA Report |
| Andy Weng | 2869711 | 5 | 09/14/2009 | Customer Dispute | Denied | $70,963.00 | $0.00 | See FINRA Report |
| Yaobang Wu | 4427979 | 1 | 09/01/2009 | Customer Dispute | Denied | $10,340.00 | $0.00 | See FINRA Report |
| Dan Chang | 2808213 | 1 | 07/22/2009 | Customer Dispute | Denied | $20,446.20 | $0.00 | See FINRA Report |