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FINRA Broker Disclosures for Transamerica Financial Advisors, Inc

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.

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Displaying 141-150 out of 191 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Bayani Evengelista Vallesteros2885404111/18/2003Customer DisputeDenied$43,113.70$0.00See FINRA Report
Gary Leonard Ziegler2492826210/20/2003Customer DisputeDenied$20,257.00$0.00See FINRA Report
Sara Blatt Collins2921061410/06/2003Customer DisputeDenied$6,852.06$0.00See FINRA Report
Bryce Johnson Winkel2108104310/01/2003Customer DisputeDenied$13,594.50$0.00See FINRA Report
Andy Weng2869711509/29/2003Customer DisputeDenied$11,187.00$0.00See FINRA Report
Andy Weng2869711509/23/2003Customer DisputeDenied$18,348.10$0.00See FINRA Report
Gary Charles Farmer1968975708/15/2003Customer DisputeDenied$10,000.00$0.00See FINRA Report
Timothy A Francis2381858608/14/2003Customer DisputeDenied$77,901.20$0.00See FINRA Report
Conrad Doyle Yanguba3132499208/12/2003Customer DisputeDenied$23,500.00$0.00See FINRA Report
Willie Caldwell20973251507/02/2003Customer DisputeDenied$5,000.00$0.00See FINRA Report

191 Results

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