Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jarrod Bruce Hendricks | 3106404 | 5 | 10/01/2007 | Customer Dispute | Denied | $23,200.00 | $0.00 | See FINRA Report |
| Radha Ramlal | 3257904 | 1 | 08/24/2007 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Carl David Kennedy | 1162865 | 4 | 05/24/2007 | Customer Dispute | Denied | $5,389.00 | $0.00 | See FINRA Report |
| Lindy Butler Clark | 1924181 | 2 | 04/23/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Marc David Guerra | 1230885 | 3 | 03/05/2007 | Customer Dispute | Denied | $33,845.20 | $0.00 | See FINRA Report |
| Robin Jay Bundy | 1201496 | 6 | 12/26/2006 | Customer Dispute | Denied | $20,317.00 | $0.00 | See FINRA Report |
| Noelle Kim | 4058804 | 1 | 11/20/2006 | Customer Dispute | Denied | $15,508.40 | $0.00 | See FINRA Report |
| Victor Torres Salvador | 2772375 | 2 | 11/06/2006 | Customer Dispute | Denied | $7,621.00 | $0.00 | See FINRA Report |
| Jihad Saleh Rammouni | 3151015 | 3 | 10/20/2006 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Diane Bich Chau | 3006111 | 2 | 10/04/2006 | Customer Dispute | Denied | $19,431.20 | $0.00 | See FINRA Report |