Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Garth Lincoln Driggs | 1311977 | 1 | 10/27/2000 | Customer Dispute | Withdrawn | $6,000.00 | $0.00 | See FINRA Report |
| Bobby Allen Gaston | 1708187 | 2 | 10/27/2000 | Customer Dispute | Settled | $20,550.00 | $0.00 | See FINRA Report |
| Mariano Cinardi | 3125426 | 1 | 10/09/2000 | Customer Dispute | Settled | $24,666.70 | $0.00 | See FINRA Report |
| Marcella Marie Blochowiak | 2319151 | 5 | 10/06/2000 | Customer Dispute | Denied | $48,863.80 | $0.00 | See FINRA Report |
| Elizabeth Koo | 2308793 | 2 | 09/18/2000 | Customer Dispute | Denied | $39,729.70 | $0.00 | See FINRA Report |
| Nancy T Wu | 2820974 | 1 | 08/22/2000 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Si Ba Hoang | 2490859 | 1 | 08/02/2000 | Customer Dispute | Settled | $10,878.80 | $0.00 | See FINRA Report |
| Selwyn Alec Farrell | 2445878 | 1 | 05/19/2000 | Customer Dispute | Closed-No Action | $9,143.09 | $0.00 | See FINRA Report |
| Sara Blatt Collins | 2921061 | 4 | 05/12/2000 | Customer Dispute | Pending | $6,000.00 | $0.00 | See FINRA Report |
| Kha Ba Tran | 2121624 | 1 | 05/11/2000 | Customer Dispute | Settled | $418,000.00 | $0.00 | See FINRA Report |