Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Todd Harris | 2256085 | 1 | 06/16/2003 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Andy Weng | 2869711 | 5 | 05/02/2003 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Willie Caldwell | 2097325 | 15 | 04/29/2003 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Jihad Saleh Rammouni | 3151015 | 3 | 04/23/2003 | Customer Dispute | Denied | $44,448.00 | $0.00 | See FINRA Report |
| Victor Torres Salvador | 2772375 | 2 | 04/15/2003 | Customer Dispute | Closed-No Action | $9,367.90 | $0.00 | See FINRA Report |
| Robbie Paul Day | 2416459 | 1 | 04/09/2003 | Customer Dispute | Denied | $5,804.87 | $0.00 | See FINRA Report |
| Willie Caldwell | 2097325 | 15 | 04/09/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Oralia Navar-Perales | 3193390 | 3 | 03/03/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gary Charles Farmer | 1968975 | 7 | 02/04/2003 | Customer Dispute | Denied | $8,352.63 | $0.00 | See FINRA Report |
| Linly Kenrol Ramlal | 2959728 | 1 | 12/10/2002 | Customer Dispute | Denied | $17,300.00 | $0.00 | See FINRA Report |