Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shawn Edward Villalovos | 4152968 | 5 | 09/04/2008 | Customer Dispute | Denied | $30,862.60 | $0.00 | See FINRA Report |
| William Charles Billings | 2220399 | 4 | 08/29/2008 | Customer Dispute | Denied | $9,610.60 | $0.00 | See FINRA Report |
| Dale Tadao Mizuno | 2554346 | 1 | 08/08/2008 | Customer Dispute | Settled | $35,876.00 | $0.00 | See FINRA Report |
| Janet C Booth | 4526658 | 1 | 07/07/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Shawn Paris Patrick | 1419385 | 3 | 05/29/2008 | Customer Dispute | Denied | $25,217.00 | $0.00 | See FINRA Report |
| Daniel Brown | 2289454 | 1 | 04/16/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Afsaneh Akhavan | 4767710 | 1 | 04/15/2008 | Customer Dispute | Withdrawn | $5,982.38 | $0.00 | See FINRA Report |
| Allison Jane Groves | 4344838 | 1 | 03/31/2008 | Customer Dispute | Settled | $105,000.00 | $0.00 | See FINRA Report |
| Thomas Luu | 2010192 | 1 | 03/18/2008 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Diana Thao Huynh | 4058093 | 1 | 03/14/2008 | Customer Dispute | Denied | $7,494.57 | $0.00 | See FINRA Report |