Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kelly Sivilai Le | 2624569 | 1 | 09/21/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Hehui Zhang | 4333596 | 2 | 09/17/2009 | Customer Dispute | Denied | $13,700.00 | $0.00 | See FINRA Report |
| Andy Weng | 2869711 | 5 | 09/14/2009 | Customer Dispute | Denied | $70,963.00 | $0.00 | See FINRA Report |
| Yaobang Wu | 4427979 | 1 | 09/01/2009 | Customer Dispute | Denied | $10,340.00 | $0.00 | See FINRA Report |
| Dan Chang | 2808213 | 1 | 07/22/2009 | Customer Dispute | Denied | $20,446.20 | $0.00 | See FINRA Report |
| Laura Luong | 2669069 | 5 | 07/22/2009 | Customer Dispute | Denied | $16,205.50 | $0.00 | See FINRA Report |
| Hau Kim Tran | 2906135 | 3 | 07/22/2009 | Customer Dispute | Denied | $20,446.20 | $0.00 | See FINRA Report |
| Gerardo Telesforo Camacho | 4387036 | 2 | 07/07/2009 | Customer Dispute | Dismissed | $183,932.00 | $0.00 | See FINRA Report |
| Jihad Saleh Rammouni | 3151015 | 3 | 06/25/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Attila Zsigmond | 4177498 | 3 | 06/03/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |