Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas Allen Lancaster | 5915773 | 2 | 11/10/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rudy Lasry | 4530893 | 6 | 05/06/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Kilpatrick | 7919849 | 1 | 05/06/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bobby Allen Gaston | 1708187 | 2 | 01/20/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Roanna Zhaojing Lun | 7734407 | 1 | 09/26/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Palmeri | 5262802 | 3 | 06/17/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rudy Lasry | 4530893 | 6 | 03/06/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rudy Lasry | 4530893 | 6 | 10/23/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ellen Robin Brandt | 2300662 | 1 | 08/15/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Yitskhaq Bar Abraham | 6776018 | 1 | 12/20/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |