Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Pham | 2447712 | 5 | 05/09/2000 | Customer Dispute | Closed-No Action | $5,200.00 | $0.00 | See FINRA Report |
| Lydia Camello Legaspi | 2681580 | 3 | 03/06/2000 | Customer Dispute | Closed-No Action | $17,157.60 | $0.00 | See FINRA Report |
| Teresita Dispo Del Rosario | 2551271 | 6 | 12/21/1999 | Customer Dispute | Closed-No Action | $18,500.00 | $0.00 | See FINRA Report |
| Ambartsum Bart Balikyan | 2510806 | 1 | 12/09/1999 | Customer Dispute | Closed-No Action | $5,700.00 | $0.00 | See FINRA Report |
| James Gilbert Mardock | 2250368 | 2 | 10/20/1999 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Virgilio Villa Barayuga | 2829357 | 2 | 09/16/1999 | Customer Dispute | Closed-No Action | $13,500.00 | $0.00 | See FINRA Report |
| Gary Charles Farmer | 1968975 | 7 | 04/16/1999 | Customer Dispute | Closed-No Action | $6,449.99 | $0.00 | See FINRA Report |
| Ronald Edward Wilson | 1449510 | 1 | 04/21/1998 | Customer Dispute | Closed-No Action | $1,500.00 | $0.00 | See FINRA Report |