Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch Professional Clearing Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Anthony Guardino | 2907957 | 1 | 03/18/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Oscar Anota | 2608283 | 1 | 09/15/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Myers | 2874051 | 1 | 09/22/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alexandria Dropp | 2639405 | 1 | 09/27/1997 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |