Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Charles Hobbs | 2531874 | 3 | 02/03/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Terry Dale Lester | 817499 | 14 | 06/18/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Terry Dale Lester | 817499 | 14 | 05/10/2012 | Customer Dispute | Denied | $172,099.00 | $0.00 | See FINRA Report |
| Terry Dale Lester | 817499 | 14 | 03/10/2009 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Terry Dale Lester | 817499 | 14 | 03/02/2009 | Customer Dispute | Settled | $3,407,740.00 | $0.00 | See FINRA Report |
| Timothy Charles Hobbs | 2531874 | 3 | 12/10/2008 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Terry Dale Lester | 817499 | 14 | 10/27/2008 | Customer Dispute | Denied | $96,215.80 | $0.00 | See FINRA Report |
| Timothy Charles Hobbs | 2531874 | 3 | 07/05/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Aniruddha Ray | 2897382 | 3 | 05/26/2006 | Customer Dispute | Settled | $202,000.00 | $0.00 | See FINRA Report |
| Terry Dale Lester | 817499 | 14 | 02/04/2005 | Customer Dispute | Award / Judgment | $25,000.00 | $25,000.00 | See FINRA Report |