Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Arnold Havemeister | 1942953 | 12 | 03/19/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Arthur Kemps | 1849069 | 9 | 04/12/2023 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Todd Arnold Havemeister | 1942953 | 12 | 04/08/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Arthur Kemps | 1849069 | 9 | 12/28/2021 | Customer Dispute | Settled | $136,250.00 | $0.00 | See FINRA Report |
| Scott Arthur Kemps | 1849069 | 9 | 10/08/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Scott Arthur Kemps | 1849069 | 9 | 05/24/2021 | Customer Dispute | Denied | $136,250.00 | $0.00 | See FINRA Report |
| Scott Arthur Kemps | 1849069 | 9 | 03/12/2021 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Scott Arthur Kemps | 1849069 | 9 | 02/22/2021 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Todd Arnold Havemeister | 1942953 | 12 | 02/07/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Todd Arnold Havemeister | 1942953 | 12 | 02/29/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |