Our Staff has compiled our research into a database of FINRA Broker Disclosures for E D & F Man Capital Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Baratta Jr | 1664838 | 2 | 09/30/1993 | Customer Dispute | Award / Judgment | $40,000.00 | $32,060.00 | See FINRA Report |