Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Don Carlos Larson | 3208491 | 5 | 02/13/2012 | Customer Dispute | Settled | $1,300,000.00 | $0.00 | See FINRA Report |
Don Carlos Larson | 3208491 | 5 | 02/13/2012 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
Don Carlos Larson | 3208491 | 5 | 12/12/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Don Carlos Larson | 3208491 | 5 | 07/15/2010 | Customer Dispute | Settled | $3,650,000.00 | $0.00 | See FINRA Report |
Don Carlos Larson | 3208491 | 5 | 07/15/2010 | Customer Dispute | Settled | $3,650,000.00 | $0.00 | See FINRA Report |