Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gene Robert Austin | 2296065 | 6 | 09/20/2016 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Gene Robert Austin | 2296065 | 6 | 11/18/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gene Robert Austin | 2296065 | 6 | 10/17/2007 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Gene Robert Austin | 2296065 | 6 | 04/11/2007 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |
| Gene Robert Austin | 2296065 | 6 | 04/21/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gene Robert Austin | 2296065 | 6 | 04/19/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |