Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arturo Jesus Rodriguez Diaz | 1301783 | 4 | 07/10/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Eduardo Torres Martinez | 3193555 | 1 | 08/28/2007 | Customer Dispute | Closed-No Action | $15,555.90 | $0.00 | See FINRA Report |
| Arturo Jesus Rodriguez Diaz | 1301783 | 4 | 09/30/2003 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Arturo Jesus Rodriguez Diaz | 1301783 | 4 | 04/03/2003 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Arturo Jesus Rodriguez Diaz | 1301783 | 4 | 04/23/1990 | Customer Dispute | Award / Judgment | $180,280.00 | $62,500.00 | See FINRA Report |