Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Conrad Buser | 1678723 | 8 | 07/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Conrad Buser | 1678723 | 8 | 03/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Conrad Buser | 1678723 | 8 | 02/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Conrad Buser | 1678723 | 8 | 09/02/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Conrad Buser | 1678723 | 8 | 06/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Conrad Buser | 1678723 | 8 | 06/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lorena Yvonne Kanani | 7201738 | 1 | 11/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon S Blankenship | 5018492 | 4 | 07/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Douglas Chochon | 3203736 | 3 | 02/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Douglas Chochon | 3203736 | 3 | 10/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |