Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher David Collins | 7450716 | 1 | 09/10/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Nolan | 4985415 | 3 | 09/12/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Conrad Buser | 1678723 | 8 | 09/21/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |