Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Douglas Chochon | 3203736 | 3 | 10/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mao Chang Wang | 6234287 | 2 | 07/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mao Chang Wang | 6234287 | 2 | 07/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Douglas Chochon | 3203736 | 3 | 09/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David James Vezina | 2898565 | 1 | 03/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |