Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Patrick Nolan | 4985415 | 3 | 08/10/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joshua David Benedict | 4930716 | 1 | 11/04/2020 | Customer Dispute | Denied | $8,869.53 | $0.00 | See FINRA Report |
| Michael Patrick Nolan | 4985415 | 3 | 06/19/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Conrad Buser | 1678723 | 8 | 10/18/2016 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |