Our Staff has compiled our research into a database of FINRA Broker Disclosures for Third Seven Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael E Block | 2155607 | 4 | 05/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael E Block | 2155607 | 4 | 05/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael E Block | 2155607 | 4 | 12/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael E Block | 2155607 | 4 | 09/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Ryan Locilento | 4926911 | 1 | 06/30/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael John Reisel | 5613345 | 1 | 03/30/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Charles Marinelli | 1405445 | 1 | 08/27/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |