Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Donald Moenning | 1023866 | 1 | 12/22/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Genaro Valencia Taylan | 4418749 | 4 | 05/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Clifton Willoughby Hume | 2595565 | 1 | 02/13/2016 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Mark Genaro Valencia Taylan | 4418749 | 4 | 10/23/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Genaro Valencia Taylan | 4418749 | 4 | 03/06/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Genaro Valencia Taylan | 4418749 | 4 | 12/06/2005 | Customer Dispute | Denied | $8,935.85 | $0.00 | See FINRA Report |