Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Meaghan Mary Wirtz | 6086471 | 1 | 10/16/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Joseph Quinn | 4894412 | 1 | 09/06/2017 | Customer Dispute | Denied | $6,459.94 | $0.00 | See FINRA Report |
| Brandon Lyon Intrater | 5633812 | 1 | 02/05/2015 | Customer Dispute | Settled | $4,000,000.00 | $0.00 | See FINRA Report |
| Richard Lee Intrater | 709118 | 1 | 02/05/2015 | Customer Dispute | Settled | $4,000,000.00 | $0.00 | See FINRA Report |
| Chris Lamont Meacham | 1366969 | 6 | 01/29/2014 | Customer Dispute | Award / Judgment | $86,500.00 | $176,750.00 | See FINRA Report |
| Chris Lamont Meacham | 1366969 | 6 | 01/19/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ted Russell Breiter | 719024 | 3 | 06/03/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Chris Lamont Meacham | 1366969 | 6 | 07/17/2002 | Customer Dispute | Settled | $119,065.00 | $0.00 | See FINRA Report |
| Chris Lamont Meacham | 1366969 | 6 | 07/01/2002 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Chris Lamont Meacham | 1366969 | 6 | 07/01/2002 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |