Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wavecrest Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Andrew Cervieri | 2829465 | 2 | 05/28/2021 | Customer Dispute | Award / Judgment | $0.00 | $0.00 | See FINRA Report |
| Stephen Andrew Cervieri | 2829465 | 2 | 08/13/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |