Our Staff has compiled our research into a database of FINRA Broker Disclosures for Joseph Stone Capital L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laurence Craven Pettit | 2215495 | 11 | 01/30/2003 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| James Vincent Pardy | 2900751 | 6 | 09/20/2002 | Customer Dispute | Award / Judgment | $375,500.00 | $175,000.00 | See FINRA Report |
| Laurence Craven Pettit | 2215495 | 11 | 04/13/2002 | Customer Dispute | Settled | $85,654.60 | $0.00 | See FINRA Report |
| Laurence Craven Pettit | 2215495 | 11 | 04/11/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Laurence Craven Pettit | 2215495 | 11 | 03/07/2002 | Customer Dispute | Settled | $73,176.90 | $0.00 | See FINRA Report |
| Laurence Craven Pettit | 2215495 | 11 | 02/22/2001 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Laurence Craven Pettit | 2215495 | 11 | 12/05/2000 | Customer Dispute | Settled | $295,792.00 | $0.00 | See FINRA Report |
| Laurence Craven Pettit | 2215495 | 11 | 09/15/2000 | Customer Dispute | Award / Judgment | $250,000.00 | $90,500.00 | See FINRA Report |
| Anthony Pace | 2481049 | 9 | 02/03/2000 | Customer Dispute | Closed-No Action | $60,207.00 | $0.00 | See FINRA Report |
| Roger Thomas Spann | 2211632 | 11 | 04/27/1999 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |