Our Staff has compiled our research into a database of FINRA Broker Disclosures for Joseph Stone Capital L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Paul Gallo | 6045888 | 1 | 02/13/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Laurence Craven Pettit | 2215495 | 11 | 12/05/2000 | Customer Dispute | Settled | $295,792.00 | $0.00 | See FINRA Report |
| Laurence Craven Pettit | 2215495 | 11 | 09/15/2000 | Customer Dispute | Award / Judgment | $250,000.00 | $90,500.00 | See FINRA Report |
| Roger Thomas Spann | 2211632 | 12 | 04/27/1999 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Roger Thomas Spann | 2211632 | 12 | 11/29/1994 | Customer Dispute | Award / Judgment | $6,805.00 | $3,150.00 | See FINRA Report |
| Roger Thomas Spann | 2211632 | 12 | 09/26/1994 | Customer Dispute | Award / Judgment | $3,800.00 | $667.00 | See FINRA Report |
| Ibrahim Ethem Kurtulus | 2287372 | 7 | 05/14/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Adam Maggio | 4177365 | 7 | 03/24/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adam Maggio | 4177365 | 7 | 06/01/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Laurence Craven Pettit | 2215495 | 11 | 12/28/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |