Our Staff has compiled our research into a database of FINRA Broker Disclosures for Joseph Stone Capital L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laurence Craven Pettit | 2215495 | 11 | 10/16/2008 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Laurence Craven Pettit | 2215495 | 11 | 09/02/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Roger Thomas Spann | 2211632 | 11 | 09/02/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Miguel Angel Murillo | 4875997 | 7 | 08/26/2008 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| Anthony Joseph Graziano | 2862096 | 6 | 05/09/2008 | Customer Dispute | Closed-No Action | $7,500.00 | $0.00 | See FINRA Report |
| Nigel Ronald James | 4490687 | 7 | 03/31/2008 | Customer Dispute | Settled | $39,300.60 | $0.00 | See FINRA Report |
| Anthony Joseph Graziano | 2862096 | 6 | 03/07/2008 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Joseph Anthony Salino | 2557935 | 9 | 12/04/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Miguel Angel Murillo | 4875997 | 7 | 06/25/2007 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Adam Maggio | 4177365 | 7 | 05/21/2007 | Customer Dispute | Closed-No Action | $131,929.00 | $0.00 | See FINRA Report |