Our Staff has compiled our research into a database of FINRA Broker Disclosures for Joseph Stone Capital L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Anthony Salino | 2557935 | 9 | 06/29/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adam Maggio | 4177365 | 7 | 04/05/2010 | Customer Dispute | Settled | $575,000.00 | $0.00 | See FINRA Report |
| Nigel Ronald James | 4490687 | 7 | 07/15/2009 | Customer Dispute | Closed-No Action | $51,000.00 | $0.00 | See FINRA Report |
| Joseph Anthony Salino | 2557935 | 9 | 06/02/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Omar Fernandez | 2262319 | 1 | 03/18/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Laurence Craven Pettit | 2215495 | 11 | 03/11/2009 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| John Seungwoo Baek | 3188422 | 1 | 03/09/2009 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Adam Maggio | 4177365 | 7 | 03/09/2009 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Nigel Ronald James | 4490687 | 7 | 12/23/2008 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Laurence Craven Pettit | 2215495 | 11 | 10/16/2008 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |