Our Staff has compiled our research into a database of FINRA Broker Disclosures for Joseph Stone Capital L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ibrahim Ethem Kurtulus | 2287372 | 6 | 01/13/2015 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Leonid Yurovsky | 4554905 | 3 | 12/16/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Salino | 2557935 | 9 | 12/11/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mitchell Johnston Hoffman | 6192370 | 1 | 11/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nigel Ronald James | 4490687 | 7 | 04/25/2014 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| El Hadji Sam Gueye | 4175877 | 3 | 01/21/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Pace | 2481049 | 9 | 06/24/2013 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Joseph Anthony Salino | 2557935 | 9 | 06/24/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Manuel Paul Ramos | 4085247 | 5 | 06/12/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Vincent Pardy | 2900751 | 6 | 04/26/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |