Our Staff has compiled our research into a database of FINRA Broker Disclosures for Joseph Stone Capital L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Anthony Salino | 2557935 | 9 | 06/24/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Manuel Paul Ramos | 4085247 | 5 | 06/12/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Anthony Salino | 2557935 | 9 | 04/23/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nigel Ronald James | 4490687 | 7 | 01/29/2013 | Customer Dispute | Closed-No Action | $395,000.00 | $0.00 | See FINRA Report |
| Joseph Anthony Salino | 2557935 | 9 | 07/17/2012 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |
| Joseph Anthony Salino | 2557935 | 9 | 10/19/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roger Thomas Spann | 2211632 | 12 | 07/30/2011 | Customer Dispute | Denied | $12,900.00 | $0.00 | See FINRA Report |
| Manuel Paul Ramos | 4085247 | 5 | 07/30/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roger Thomas Spann | 2211632 | 12 | 12/30/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Miguel Angel Murillo | 4875997 | 7 | 12/21/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |