Our Staff has compiled our research into a database of FINRA Broker Disclosures for Joseph Stone Capital L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ibrahim Ethem Kurtulus | 2287372 | 7 | 10/18/2017 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Miguel Angel Murillo | 4875997 | 7 | 09/19/2017 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Anthony Joseph Graziano | 2862096 | 6 | 12/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Salino | 2557935 | 9 | 08/31/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roger Thomas Spann | 2211632 | 12 | 05/10/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roger Thomas Spann | 2211632 | 12 | 01/23/2015 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Ibrahim Ethem Kurtulus | 2287372 | 7 | 01/13/2015 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Joseph Anthony Salino | 2557935 | 9 | 12/11/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mitchell Johnston Hoffman | 6192370 | 1 | 11/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nigel Ronald James | 4490687 | 7 | 04/25/2014 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |