Our Staff has compiled our research into a database of FINRA Broker Disclosures for Joseph Stone Capital L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Maggio | 4177365 | 7 | 12/10/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Joseph Graziano | 2862096 | 6 | 12/08/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Roger Thomas Spann | 2211632 | 12 | 11/25/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ibrahim Ethem Kurtulus | 2287372 | 7 | 05/05/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Manuel Paul Ramos | 4085247 | 5 | 01/13/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Miguel Angel Murillo | 4875997 | 7 | 02/20/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Manuel Paul Ramos | 4085247 | 5 | 07/05/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Imtiaz A Khan | 4084250 | 2 | 06/25/2019 | Customer Dispute | Settled | $122,430.00 | $0.00 | See FINRA Report |
| Imtiaz A Khan | 4084250 | 2 | 05/07/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Joseph Graziano | 2862096 | 6 | 01/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |