Our Staff has compiled our research into a database of FINRA Broker Disclosures for Joseph Stone Capital L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Laurence Craven Pettit | 2215495 | 11 | 12/05/2000 | Customer Dispute | Settled | $295,792.00 | $0.00 | See FINRA Report |