Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cabot Lodge Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brent William Braaksma | 4598650 | 3 | 04/20/2009 | Customer Dispute | Denied | $28,657.40 | $0.00 | See FINRA Report |
| Brent William Braaksma | 4598650 | 3 | 03/30/2009 | Customer Dispute | Settled | $23,089.40 | $0.00 | See FINRA Report |
| Russell Paul Green | 1391627 | 7 | 10/24/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Steven Gregory Price | 6494690 | 1 | 04/28/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Craig Michael Gould | 2367293 | 3 | 03/25/2008 | Customer Dispute | Award / Judgment | $13,589.00 | $9,000.00 | See FINRA Report |
| Dell Raymond Hughes | 1804123 | 4 | 02/09/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Anthony Ciallella | 719050 | 7 | 08/22/2006 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Stuart Alan Epley | 3104478 | 4 | 02/17/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Pavey Meskan | 2001506 | 10 | 09/21/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Flonnoya James Franklin | 2865712 | 2 | 04/26/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |