Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cabot Lodge Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gerald Crisman Dewitt | 2571100 | 2 | 10/15/2010 | Customer Dispute | Settled | $135,300.00 | $0.00 | See FINRA Report |
| Thomas Yancey Williams | 1372002 | 6 | 08/03/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jim Andrew Lund | 1713921 | 2 | 07/06/2010 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
| Scott Quentin Brodeen | 4568420 | 1 | 02/13/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dennis Dale Mesward | 2747954 | 1 | 01/27/2010 | Customer Dispute | Withdrawn | $60,000.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Sanders | 2200497 | 6 | 01/11/2010 | Customer Dispute | Denied | $103,083.00 | $0.00 | See FINRA Report |
| Paul Alan Knier | 2219997 | 2 | 10/26/2009 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Randall Bryan Edwards | 2258337 | 5 | 08/28/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Edward McShea | 603069 | 4 | 08/18/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Yancey Williams | 1372002 | 6 | 07/13/2009 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |