Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cabot Lodge Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Russell Paul Green | 1391627 | 6 | 06/25/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Sanders | 2200497 | 6 | 06/18/2014 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Kenneth Shawn Hyatt | 2651738 | 3 | 03/21/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Shawn Hyatt | 2651738 | 3 | 03/21/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Lee McAdams | 4186475 | 1 | 02/28/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stuart Alan Epley | 3104478 | 5 | 12/03/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Morgan Sword | 827783 | 2 | 10/30/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stuart Alan Epley | 3104478 | 5 | 09/30/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Edward Urban | 3238095 | 2 | 02/14/2013 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Daniel Edward McShea | 603069 | 4 | 10/12/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |