Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cabot Lodge Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Anthony Davis | 6133435 | 2 | 07/12/2016 | Customer Dispute | Denied | $14,545.00 | $0.00 | See FINRA Report |
| Kenneth Shawn Hyatt | 2651738 | 3 | 03/31/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Michael Gould | 2367293 | 3 | 12/29/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Edward Peltier | 2677761 | 5 | 10/05/2015 | Customer Dispute | Settled | $103,000.00 | $0.00 | See FINRA Report |
| Daniel Edward McShea | 603069 | 4 | 09/03/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George Hans Burmann | 1240237 | 2 | 03/31/2015 | Customer Dispute | Pending | $90,000.00 | $0.00 | See FINRA Report |
| Brent William Braaksma | 4598650 | 3 | 01/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Randall Bryan Edwards | 2258337 | 5 | 12/15/2014 | Customer Dispute | Denied | $183,288.00 | $0.00 | See FINRA Report |
| Eric Martin Ruth | 2466253 | 1 | 11/25/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Flonnoya James Franklin | 2865712 | 2 | 06/27/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |