Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cabot Lodge Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Clifford William Shirah | 2767896 | 2 | 04/10/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Clifford William Shirah | 2767896 | 2 | 01/04/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Alan Lakis | 2847909 | 1 | 09/19/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Russell Paul Green | 1391627 | 6 | 08/30/2017 | Customer Dispute | Settled | $1,250,000.00 | $0.00 | See FINRA Report |
| Afshin Ensafdaran | 2477403 | 2 | 08/28/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Allen Birbara | 2669854 | 1 | 08/21/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Pavey Meskan | 2001506 | 8 | 08/18/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Edward Peltier | 2677761 | 5 | 08/11/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Sanders | 2200497 | 6 | 01/03/2017 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Karl D. Leonard | 1542258 | 1 | 12/07/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |