Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cabot Lodge Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Dwayne Olheiser | 4543537 | 5 | 11/11/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Sanders | 2200497 | 6 | 10/20/2020 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Sanders | 2200497 | 6 | 06/26/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Craig Michael Gould | 2367293 | 3 | 01/23/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Pavey Meskan | 2001506 | 10 | 12/09/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bruce Anthony Ciallella | 719050 | 7 | 11/13/2019 | Customer Dispute | Settled | $300,671.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Sanders | 2200497 | 6 | 10/25/2019 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Randall Bryan Edwards | 2258337 | 5 | 07/15/2019 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Joseph Dwayne Olheiser | 4543537 | 5 | 05/17/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Anthony Davis | 6133435 | 2 | 03/26/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |