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FINRA Broker Disclosures for Cabot Lodge Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cabot Lodge Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 133 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Stephen Pavey Meskan20015061003/01/2023Judgment / Lien$0.00$0.00See FINRA Report
Jim Andrew Lund1713921202/28/2023Customer DisputePending$100,001.00$0.00See FINRA Report
John Norman Doiron5305305409/26/2022Customer DisputeSettled$60,000.00$0.00See FINRA Report
Stefan Ara Shimshidian3043669309/26/2022Customer DisputeSettled$235,000.00$0.00See FINRA Report
Stephen Pavey Meskan20015061002/14/2022Judgment / Lien$0.00$0.00See FINRA Report
Arben Gecaj2132889308/24/2021Customer DisputeAward / Judgment$414,224.00$4,000.00See FINRA Report
George Hans Burmann1240237308/09/2021Customer DisputeSettled$7,000.00$0.00See FINRA Report
Stephen Pavey Meskan20015061003/30/2021Judgment / Lien$0.00$0.00See FINRA Report
Stephen Pavey Meskan20015061003/29/2021Judgment / Lien$0.00$0.00See FINRA Report
Joseph Dwayne Olheiser4543537511/25/2020RegulatoryFinal$0.00$0.00See FINRA Report

133 Results

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