Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cabot Lodge Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Stephen Pavey Meskan | 2001506 | 10 | 03/01/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jim Andrew Lund | 1713921 | 2 | 02/28/2023 | Customer Dispute | Pending | $100,001.00 | $0.00 | See FINRA Report |
John Norman Doiron | 5305305 | 4 | 09/26/2022 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
Stefan Ara Shimshidian | 3043669 | 3 | 09/26/2022 | Customer Dispute | Settled | $235,000.00 | $0.00 | See FINRA Report |
Stephen Pavey Meskan | 2001506 | 10 | 02/14/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Arben Gecaj | 2132889 | 3 | 08/24/2021 | Customer Dispute | Award / Judgment | $414,224.00 | $4,000.00 | See FINRA Report |
George Hans Burmann | 1240237 | 3 | 08/09/2021 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
Stephen Pavey Meskan | 2001506 | 10 | 03/30/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Stephen Pavey Meskan | 2001506 | 10 | 03/29/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Joseph Dwayne Olheiser | 4543537 | 5 | 11/25/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |