Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cabot Lodge Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Anthony Ciallella | 719050 | 7 | 10/29/1986 | Customer Dispute | Award / Judgment | $18,827.10 | $9,425.00 | See FINRA Report |
| Randall Bryan Edwards | 2258337 | 5 | 01/04/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas John Hickman | 1994006 | 3 | 10/23/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |