Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cabot Lodge Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ralph Edward Trecaso | 1439067 | 1 | 11/01/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Dwayne Olheiser | 4543537 | 5 | 09/13/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William David Vellon | 1954258 | 1 | 07/28/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Yancey Williams | 1372002 | 6 | 05/04/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Joseph Wyngaard | 2651188 | 2 | 01/05/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Joseph Wyngaard | 2651188 | 2 | 12/08/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Russell Paul Green | 1391627 | 7 | 02/14/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Dwayne Olheiser | 4543537 | 5 | 11/17/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bruce Anthony Ciallella | 719050 | 7 | 11/27/1992 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
| Philip Jeffrey Brooks | 835586 | 4 | 07/01/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |