Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cabot Lodge Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Yancey Williams | 1372002 | 6 | 05/04/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Russell Paul Green | 1391627 | 7 | 02/14/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bruce Anthony Ciallella | 719050 | 7 | 11/27/1992 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
| Russell Paul Green | 1391627 | 7 | 06/01/1992 | Customer Dispute | Award / Judgment | $75,000.00 | $18,266.80 | See FINRA Report |
| Bruce Anthony Ciallella | 719050 | 7 | 05/08/1992 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Russell Paul Green | 1391627 | 7 | 08/25/1991 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Philip Jeffrey Brooks | 835586 | 4 | 07/19/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bruce Anthony Ciallella | 719050 | 7 | 06/01/1988 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Bruce Anthony Ciallella | 719050 | 7 | 10/29/1986 | Customer Dispute | Award / Judgment | $18,827.10 | $9,425.00 | See FINRA Report |