Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cabot Lodge Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Yancey Williams | 1372002 | 6 | 05/17/1999 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Stephen Pavey Meskan | 2001506 | 10 | 04/29/1999 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |
| Timothy P Bradley | 2112300 | 1 | 04/27/1999 | Customer Dispute | Closed-No Action | $1.00 | $0.00 | See FINRA Report |
| Stephen Pavey Meskan | 2001506 | 10 | 04/02/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas John Hickman | 1994006 | 3 | 02/02/1998 | Customer Dispute | Settled | $51,986.00 | $0.00 | See FINRA Report |
| Dell Raymond Hughes | 1804123 | 4 | 07/02/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dell Raymond Hughes | 1804123 | 4 | 02/17/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Yancey Williams | 1372002 | 6 | 10/04/1996 | Customer Dispute | Settled | $32,000.00 | $0.00 | See FINRA Report |
| Ralph Edward Trecaso | 1439067 | 1 | 11/01/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William David Vellon | 1954258 | 1 | 07/28/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |