Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cabot Lodge Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Norman Doiron | 5305305 | 4 | 09/26/2022 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Stefan Ara Shimshidian | 3043669 | 3 | 09/26/2022 | Customer Dispute | Settled | $235,000.00 | $0.00 | See FINRA Report |
| Arben Gecaj | 2132889 | 3 | 08/24/2021 | Customer Dispute | Award / Judgment | $414,224.00 | $4,000.00 | See FINRA Report |
| George Hans Burmann | 1240237 | 3 | 08/09/2021 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Sanders | 2200497 | 6 | 10/20/2020 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Sanders | 2200497 | 6 | 06/26/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bruce Anthony Ciallella | 719050 | 7 | 11/13/2019 | Customer Dispute | Settled | $300,671.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Sanders | 2200497 | 6 | 10/25/2019 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Randall Bryan Edwards | 2258337 | 5 | 07/15/2019 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Thomas Yancey Williams | 1372002 | 6 | 10/22/2018 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |