Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth James Wilkinson | 2504136 | 7 | 12/28/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth James Wilkinson | 2504136 | 7 | 03/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth James Wilkinson | 2504136 | 7 | 02/02/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy John Newell | 1339021 | 3 | 12/19/2008 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Thomas Anthony Shankland | 1779390 | 2 | 05/16/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Anthony Shankland | 1779390 | 2 | 10/04/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |