Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Alan Fredrickson | 5637022 | 1 | 05/20/2024 | Customer Dispute | Settled | $7,320.00 | $0.00 | See FINRA Report |
| Brent Eugene Lince | 5793665 | 2 | 03/31/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brent Eugene Lince | 5793665 | 2 | 06/10/2010 | Civil Bond | $0.00 | $0.00 | See FINRA Report |