Our Staff has compiled our research into a database of FINRA Broker Disclosures for Surya Capitale Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anand Patel | 4740552 | 1 | 10/24/2007 | Customer Dispute | Closed-No Action | $9,851.21 | $0.00 | See FINRA Report |
| Linda Steinmann Grimm | 1970620 | 2 | 01/07/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Linda Steinmann Grimm | 1970620 | 2 | 04/16/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Howard Spindel | 708042 | 1 | 05/23/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |