Our Staff has compiled our research into a database of FINRA Broker Disclosures for Signal Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Scott McAfee | 4993087 | 4 | 03/01/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ivan Jerry Singleton | 1249354 | 1 | 09/26/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian van Mattson | 1685985 | 5 | 03/22/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brent Alan Mattson | 2220990 | 4 | 03/22/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Blake Christian Mattson | 2539359 | 3 | 03/22/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian van Mattson | 1685985 | 5 | 10/03/1995 | Customer Dispute | Award / Judgment | $0.00 | $50,624.00 | See FINRA Report |
| Brent Alan Mattson | 2220990 | 4 | 10/03/1995 | Customer Dispute | Award / Judgment | $0.00 | $50,624.00 | See FINRA Report |
| Raymond Clifford Ashley | 8132 | 1 | 05/01/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian van Mattson | 1685985 | 5 | 02/11/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Raymond Rodney Hays | 2701072 | 1 | 02/24/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |