Our Staff has compiled our research into a database of FINRA Broker Disclosures for Dynasty Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas John Faccenda | 6275881 | 1 | 08/06/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Francis Sullivan | 2906201 | 1 | 06/23/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |