Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elisea Tantuan Frishberg | 2092508 | 3 | 08/20/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Elisea Tantuan Frishberg | 2092508 | 3 | 10/16/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Elisea Tantuan Frishberg | 2092508 | 3 | 03/19/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |